Services & Fees
No two investors are alike, so your particular goals, wealth management objectives, requirements, and decisions will be different than anyone else's.
Please view this as a guide only.
There are two primary ways that we provide services to our clients and three different ways that we tend to work with people & families like you:
Financial Planning as a stand-alone service is a limited engagement that includes going through our comprehensive planning process, & includes plan delivery, but leaves your assets where they are and does not include any investment advice.
Plan Delivery:
Minimum of $3,500 *
*Payment Options Include:
-50% upfront and 50% upon delivery
-Monthly
-Quarterly
Financial Planning plus investment advice is an ongoing engagement that includes going through our comprehensive planning process, includes plan delivery, a customized investment portfolio design, and has all or a portion of your assets held with Cetera Investors.
Plan Delivery:
Up to $3,500*
Investment Advice:
up to 1% of assets held with Cetera Investors
Please note:
Fees will decline for both services based upon the balance of assets held with Cetera Investors
*Payment Options Include:
-50% upfront and 50% upon delivery-Monthly
-Quarterly
If you choose to engage in an investment advice-only relationship, you'll be charged up to a 1 percent fee for portfolio design and investment advice and this will only cover your accounts held with Cetera Investors.
Investment Advice:
up to 1% of assets held with Cetera Investors
Please note:
Fees will decline for investment advice based upon the balance of assets held with Cetera Investment Services as Custodian.
Schedule a Meeting
Service Breakdown:
Depending on how we engage and your individual needs, our services can include some or all of the following:
Asset Allocation & Investment Advice
Customized Portfolio & Wealth Management
Retirement Planning, including Income Planning
Cash Flow Analysis & Optimization
Accumulation Planning
Tax Planning and Optimization
Estate Planning
Risk Management & Insurance Analysis
Business Succession and/or Exit Planning
Charitable Giving & Philanthropic Planning
Education Funding
Wealth Preservation
Alternative Investments
Behavioral Finance Coaching
Regular Financial Reviews
Fun Fact: If you're wondering why I use paintings all throughout my website, it's because at the end of the day, Financial Planning is a form of art. No two plans look the same. We're always finding new and different ways to help and we have to be creative in our problem solving and our ability to accept an errant brush stroke as a part of the process.
